Our Services
At PM Internal Audit Services, we provide full service, “turnkey” internal audit and risk management services exclusively to the banking and financial institutions industry – financial institutions, credit unions, community banks, and branches of foreign agencies. This laser focus and in-depth expertise makes us unlike any other internal audit firm. Our clients receive the knowledge and expertise found at the larger national firms, with the personalized attention and dedication characteristic of a boutique firm. We are transparent in our pricing, meaning with PM Internal Audit Services, there are no hidden or additional fees; we don’t charge extra for tracking of issues, attending meetings, or risk assessments.
We provide our financial institutions clients with a thorough and comprehensive “no worry” audit function designed to not only meet but exceed all state and federal regulatory requirements. We develop deep relationships and truly partner with our clients, Executive Management Boards and Audit Committees to assist them in meeting their fiduciary responsibilities.
Our individualized approach to understanding and meeting the needs of our clients, along with our commitment to excellence, has been the basis of our core values since we began, and continue to contribute to our firm’s success and excellent reputation within the Financial Services sector. PM Internal Audit Services is the “goto” firm for all your internal audit and risk management needs.
Our Services
At PM Internal Audit Services, we provide a full range of services to cover every area of your financial institution. Our risk-based approach gives you peace of mind that we are bringing the best solution to the table, ensuring we meet all of your internal audit needs.
- Branches
- BSA/AML & OFAC
- Deposits
- Financial/Treasury
- Human Resources
- Information Technology & Cybersecurity
- Lending
- Non Deposit Investment Products
- Operations
- Prepaid Cards
- Regulatory Compliance
- SBA Lending
- Trust Activities
Our professionals provide a personalized, client-oriented experience that is not found at any other firm. Our professionals are certified in their specific areas of expertise and stay on top of industry trends and regulatory updates. Our workpapers are reviewed by our Quality Control Specialists and undergo Peer Review.
management services for banks, credit unions, trust companies and foreign branches/agencies
who are respected leaders in their area of expertise, bringing decades of knowledge and experience to you
with the various State and Federal regulators. We engage with them on a regular basis and keep up-to-date with the rapidly changing regulatory environment. This allows us to provide you with the most current insights
- Information Technology & Cybersecurity Risk Management Services, including internal and external vulnerability assessments, penetration testing and social engineering testing to identify potential weaknesses
- ADA Website Assessment Services
- Third Party and Regulatory Corrective Action Validation Services
- SOX & FDICIA Implementation and Testing
- Internal Audit Quality Assurance Assessments
- Compliance With NYDFS Parts 500 & 504
- Loan Review